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Capital Markets: Fixed Income

Type of study Bachelor
Language of instruction English
Code 154-0573/01
Abbreviation CMFI
Course title Capital Markets: Fixed Income
Credits 6
Coordinating department Department of Finance
Course coordinator Ing. Martina Novotná, Ph.D.

Subject syllabus

1.Overview of fixed-income security
• Basic features of fixed-income security (the issuer, maturity, par value, coupon rate),
• legal, regulatory, and tax considerations of contractual agreements,
• structure of bonds scheduled cash flow, coupon payment structures,
• bonds with embedded options (callable, puttable, convertible bonds).

2. Fixed-income markets
• Overview of global fixed-income markets (classification, fixed-income indexes),
• primary and secondary bond markets (bond issue offerings, exchange and OTC markets),
• bonds by different types of issuers (sovereign, non-sovereign, corporate bonds),
• types of structured products and money market instruments.

3. Fixed-income valuation
• Bond prices and the time value of money (calculation of a bond’s price),
• conventions for quotes and calculations (flat price, accrued interest, full price)
• relationships between the bond price and bond characteristics,
• yield measures (current yield, yield to maturity).

4. Asset-backed securities
• Basic concept of asset securitization (benefits, process, parties involved),
• mortgage pass-through securities, collateralized mortgage obligations (CMO),
• non-agency RMBS, non-mortgage asset-backed securities,
• covered bonds and their comparison with other asset-backed securities.

5. Fixed-income risk and return
• Sources of return and calculation of bond yields,
• The effect of bond’s maturity, coupon and yield level on interest rate risk,
• measures of interest rate risk (duration, convexity),
• credit and liquidity risk.

6. Principles of credit analysis
• Essentials of credit risk (credit-related risks, default probability),
• Rating agencies and credit rating (their role in the debt markets),
• purpose of credit analysis (the basic framework of credit analysis),
• credit risk versus return.

Literature

BODIE, Zvi, Alex KANE and Alan J. MARCUS. Investments. 12th ed. New York: McGraw Hill, 2021. ISBN 978-1-260-57115-8 .
CFA Institute. Fixed income analysis. 5th ed. Hoboken: Wiley, 2022. CFA Institute investment series. ISBN 978-1119850540 .
FABOZZI, Frank J. and Francesco A. FABOZZI. Bond markets, analysis, and strategies. 10th ed. The MIT Press, 2021. Always learning. ISBN 978-0253337535 .

Advised literature

MADURA, Jeff. Financial markets and institutions. 13th ed. Boston: Cengage, 2021. ISBN 978-0-357-13079-7 .
LAOPODIS, Nikiforos. Understanding investments: theories and strategies. 2nd ed. London: Routledge, Taylor & Francis Group, 2021. ISBN 978-1000074741 .
REILLY, Frank K., Keith C. BROWN and Sanford. J. LEEDS. Investment analysis and portfolio management. 11th ed. Boston: Cengage, 2019. ISBN 978-1305262997.